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Senior Consultant Registration Form

All fields denoted with an asterisk (*) require valid input.

Full Name:*

Title:*

Department:

Name of Firm:*

Street Address:*

City:*

State:*     Zip:*

Country:

Phone (be sure to include area code):*
Fax Number (be sure to include area code):

E-Mail Address:*
May we send you html e-mail messages?*   Yes   No

May we occasionally send you special offers from third-parties?*  

Are you a Practicing Financial Advisor?*
YesThen please answer registration questions 1-9 below.
NoThen please answer only registration question 10 below.

Registration Questions for Financial Advisors

 1.  How would you characterize your services?*
  Consultant       Planner       Broker       PMeR
 Other 
 2.  What is the amount of assets you have under advisement?$ million
 3.  What percentage of your business is fee-based?   %
 4.  How many clients do you have?  
 5.  What percentage of your assets are in the following markets?
  a. Mass Market: Less than $100,000   %
  b. Retail Market: $100,000 to $1.3 million   %
  c. High Net Worth Market: $1.3-$50 million   %
  d. Ultra High Net Worth Market: $50+ million   %
  e. Defined Contributions   %
  f. Defined Benefits   %
  g. Foundations and Endowments   %
  h. Public Funds   %
  i. Profit Sharing   %
  j. Taft-Hartley   %
  k. Other   %
 6.  What is/are your professional designation(s)? 
 7.  Who is your broker/dealer?  
 8.  How long have you been in business?   years
 9.  How long have you been a Financial Advisor?   years

Thank you for taking your valuable time to complete this registration form. This information will not be sold to vendors and will be held in complete confidence. This information will be used for market research in summary form without citing specific practices or practitioners on our efforts to advance investment management consulting.

     

Registration Question for Facilitators of Financial Advisors

10.  How do you characterize your services?
  Broker-Dealer support     Technology Provider     Asset Management Provider

 Other 

Thank you for taking your valuable time to complete this registration form. This information will not be sold to vendors and will be held in complete confidence. This information will be used for market research in summary form without citing specific practices or practitioners on our efforts to advance investment management consulting.